SEC compliance
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SEC compliance financial reporting and forms by Stanley Weinstein

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Published by Prentice-Hall in Englewood Cliffs, N.J .
Written in English

Subjects:

Places:

  • United States.

Subjects:

  • United States. Securities and Exchange Commission.,
  • Financial statements -- Law and legislation -- United States.,
  • Securities -- United States.

Book details:

Edition Notes

Includes index.

StatementStanley Weinstein, Daniel Schechtman, Michael A. Walker.
ContributionsSchechtman, Daniel, joint author., Walker, Michael A., joint author.
Classifications
LC ClassificationsKF1446.A6 W4
The Physical Object
Pagination6 v. (loose-leaf) :
ID Numbers
Open LibraryOL5211414M
LC Control Number75039827

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Presented by a former Assistant Chief Accountant with the SEC’s Division of Corporation Finance, this introductory course provides an overview of the SEC as a federal independent regulatory agency overseeing financial reporting compliance by U.S. exchange listed public companies, the principal federal securities laws applicable to public companies and initial public offering (IPO) candidates. Sponsored By Mark J. Astarita, Esq.. Featured Securities Law Books: NEW: Loss on Securities Regulation, 6th Edition – Updated in , this is the gold standard for securities law updated edition gives you quick access to the law of securities regulation as found in Loss, Seligman, and Paredes’ volume, landmark treatise Securities Regulation–consolidated into two. 8 hours ago  The probe was prompted by an anonymous letter that World Acceptance received about compliance matters. The company notified the SEC and the U.S. Department of .   This publication is a collection of "compliance and disclosure interpretations," previously known as "telephone interpretations," issued by the SEC's Division of Corporation Finance regarding the statutes, regulations and forms that it zed by topic and act, the manual provides helpful guidance on how the staff might proceed under various regulatory scenarios.